A shares
A-B trust
AAA
abandonment value
abnormal return
above ground risk
above par
absentee landlord
absentee owner
absolute interest
absolute performance standard
absolute priority rule
absolute title
abstract of title
abusive tax shelter
AC-DC option
accelerated amortization
accelerated benefits
accelerated option
acceleration clause
acceleration life insurance
acceleration principle
accelerator principle
acceptance of office by trustee
accepting risk
account in trust
account type
accountabilities
accounting rate of return (ARR)
accredited investor
accreted value
accretion
accrued benefits
accrued dividend
accrued interest
accumulated depreciation
accumulated dividend
accumulated value
accumulating shares
accumulation option
accumulation unit
acid test ratio
acquisition accounting
acquisition adjustment
active investor
active partner
active return
active stocks
active trust
actual owner
actuals
adjustable basis value
adjustable rate mortgage fund
adjustable rate preferred (ARP) stock
adjusted basis value
adjusted book value
adjusted book value method
adjusted gross income
adjusted net asset method
ADR
advance refunding
advance-decline (A-D) ratio
advances and declines
adventure capitalist
adviser
after tax return on assets
after tax return on sales
after-tax real rate of return
aggressive
aggressive growth fund
aggressive investment strategy
all cash, all stock offer
allotment letter
amenities
American Depository Receipt (ADR)
American Depository Shares (ADS)
American option
American Stock Exchange (AMEX)
American style option
amortizing swap
amount realized
amplitude
analyst
and interest
angel investor
announcement effect
annual basis
annual percentage rate (APR)
annual percentage yield (APY)
annual return
annualize
annualized income
annualized return
annually renewable term policy
annuity
annuity certain
annuity consideration
annuity contract
annuity date
annuity due
annuity in advance
annuity in arrears
antidilution clause
appraisal approach
appraisal method
appraisal procedure
appraisal right
appraisal value
appraised value
appreciated asset
appreciation
appurtenance
arbitrage bond
arbitrage pricing theory (APT)
arbitrageur
Arms index
Asian currency unit (ACU)
Asian funds
Asiandollar
assembly service
assessable profit
assessable security
assessed value
assessment
assessment bond
asset
asset acquisition strategy
asset allocation
asset allocation fund
asset approach
asset availability
asset backed bond
asset coverage
asset deficiency
asset earning power
asset liability management
asset management
asset management account
asset mix
asset protection
asset protection trust (APT)
asset rationalization
asset specificity
asset stripping
asset turnover ratio
asset valuation
asset value per share
asset-backed security
asset-based approach
asset-based security
asset-liability matching
assets under management
assimilation
associate company
at a discount
at a premium
at best
at limit
at risk rule
at-the-close order
at-the-market order
at-the-opening order
atlantic spread
auction rate bond
aunt Millie
authorized capital
authorized investments
authorized share capital
authorized stock
automatic investment plan
automatic reinvestment plan
automatic transfer of funds
automatic withdrawal
autonomous investment
available asset
available earnings
average annual total return
average annual yield
average current assets
average daily balance (ADB)
average fixed assets
average option
average price option
average rate of return
average rate option
average style option
average total assets
averaging
away from the market order
B trust
back months
back-end load
back-loaded
balanced fund
balanced investment strategy
balanced mutual fund
barbell-shaped portfolio
bare trust
Barone Adesi & Whaley Model
basic earnings power
basic financial statements
basis point
basis risk
basis value
bear
bear market
bear spread
bear straddle
bearer bond
bearer security
bearer share
bed and breakfast deal
bell curve
bell-shaped-curve portfolio
bellwether stock
below market interest rate
below par
benchmark interest rate
beneficial interest
beneficial owner
beneficiary
benefit of survivorship
benefit principle
benefits received rule
Bermuda option
best and final offer (BAFO)
best ask
best bid
best efforts
best efforts offering
best endeavors
best of two option
bet option
bid and asked
bid and asked spread
bilateral investment treaty
bill market
BIMBO
Black Friday
Black Mondays
Black Scholes option-pricing model
Black Wednesday
Black-Scholes-Martin model
blind trust
blockage discount
blue chip
blue sky scheme
body of knowledge (BOK)
bond
bond action
bond anticipation note (BAN)
bond bank
bond classification
bond contract
bond covenant
bond discount
bond equivalent yield (BEY)
bond fund
bond indenture
bond market
bond power
bond premium
bond purchase agreement
bond quote
bond rating agencies
bond ratings
bond ratio
bond resolution
bond swap
bond violation
bond warrant
bond year
bond yield
bonus issue
bonus shares
book entry security
book value method
borrowed capital
bottom fisher
bottom-up investing
bought deal
breakeven
breakeven analysis
breakeven chart
breakeven graph
breakeven period
breakeven point
breakeven stop-loss
breakeven yield
broad-based index
broker dealer
brokered deposits
bubble
bull spread
bull straddle
bulldog bond
bullet bond
bullion
bullion coins
bullion market
bund
burn-out
business angel
business risk
butterfly spread
buy and hold
buy and write
buy hedge
buy on margin
buy stop order
buyer's guide
buyer's option
buying hedge
buying on margin
bypass trust
calculated intangible value (CIV)
calendar effect
calendar spread
call
call clause
call option
call premium
call price
call privilege
call provision
call risk
callable bond
called bond
called up share capital
Calvo clause
CAMELS rating
candle chart
candlestick chart
cap
capital adequacy
capital allowance
capital appreciation
capital appreciation fund
capital asset
capital asset pricing model (CAPM)
capital budget
capital control
capital decay
capital employed
capital expenditure (CAPEX)
capital formation
capital gain
capital gain (loss) holding period
capital gains distribution
capital gains tax
capital growth
capital improvement
capital instrument
capital intensity
capital intensive
capital investment
capital investment analysis
capital investment factors
capital item
capital loss
capital maintenance
capital market
capital market theories
capital project
capital recovery
capital reduction
capital requirements
capital reserve
capital risk
capital stock
capital structure arbitrage
capital surplus
capitalization factor
capitalization issue
capitalization of earnings method
capitalization of income
capitalization of interest
capitalization of profits
capitalization rate
capitalization ratios
capitalization structure
capitalization table
carried interest
carrying amount
carrying cost
cash and carry
cash balance plan (CBP)
cash collateral
cash commodity
cash contract
cash dividend
cash payback period
cash refund annuity
cash surrender value (CSV)
cash value
cash-on-cash return
cashout
casualty
catastrophe bond
catastrophe equity put option
catastrophe swap
certain equivalent
certainty equivalent
certificate of deposit (CD)
certificate of ownership
certificate of participation (COP)
certificate of participation (COP) lease
certificate of title
charitable gift annuity
charitable remainder trust
class of shares
class of stock
classes of share
classified common stock
classified ordinary shares
clean price
clearing
clearinghouse
clone fund
closed corporation
closed to new investors
closed-end mutual fund
closely held corporation
closely held stock
coherent market hypothesis
collar
collar agreement
collateral trust bond
collateral trust certificate
collateral trust note
collateralized bond obligation (CBO)
collateralized loan obligation (CLO)
collateralized mortgaged obligation (CMO)
collectibles
combination bond
commercial paper
Committee on Uniform Security Identification Procedure (CUSIP) number
commodity exchange
commodity futures
commodity futures market
commodity market
commodity paper
commodity pool
commodity swap
common stock
common stock fund
company shareholdings
composite cost of capital
compound accreted value
compound annual growth rate (CAGR)
compound interest
compound option
compounding
concert party
conservative growth
contingent beneficial interest
contingent deferred sales charge (CDSC)
continuity of business enterprise doctrine
continuity of interest doctrine
continuous bond
continuous compounding
contract month
control
controlled account
conversion parity
conversion premium
conversion price
convertibility
convertible
convertible arbitrage
convertible bond
convertible debenture
convertible debt
convertible hedge
convertible loan
convertible preferred stock
convertible security
convexity risk
corporate bond
corporate debt
cost averaging
cost of carry
cost of funds index (COFI)
costless collar
coupon
coupon bond
coupon equivalent rate
coupon rate
coupon stripping
cover
Cox, Ingersoll, Ross Option-Pricing Model
Cox, Ross, & Rubinstein Option-Pricing Model
CP Index
cram down
credit spread option
cross-currency option
cross-currency settlement risk
cross-hedging
cross-purchase agreement
cum dividend
cumulative dividend
cumulative dividend preference
cumulative preference shares
cumulative preferred stock
cumulative return
cumulative voting
cumulative, convertible, participating, preferred-dividend ordinary shares (CCPPO)
currency futures
currency option
currency risk
currency swap
current dividend preference
Cusip International Numbering System (CINS) Number
custodial account
custodial agreement
custody account
cyclical stocks
daily interest account
daily trading limit
date of record
dated date
DAX 100
day order
day trade
day trader
daycount
daylight trade
de facto corporation
de facto merger
debt capital
debt investment
debt security
debt-equity swap
declaration date
decouple
deep discount bond
deep in money option
deep out of money option
defensive investment strategy
defensive sectors
defensive securities
defensive stocks
deferred annuity
deferred dividend shares
degree day swap
delayed call bond
delisting
delivery date
delivery month
delivery point
delta
deposit account
deposit insurance
deposit multiplier
deposit rate
deposit term life insurance
depository account
depository institution
depository insurance
depository trust company (DTC)
depth of market
derivative security
development bond
diagonal spread
diamonds
digital option
diluted earnings per share
dilution of ownership
dilution protection
dip
direct investment
direct participation program
direct placement
direct public offering
dirty price
disability buy-out insurance
discount bond
discount broker
discount certificate
discount factor
discount for lack of control
discount for lack of marketability
discount for lack of voting rights
discount method
discount note
discount point
discount share
discount yield
discounted cash flow method
discounted cash-flow (DCF)
discounting
discretionary account
discretionary portfolio management
dissenters' right
distressed security
distributed profits
distribution date
distribution record date
diversifiable risk
diversification
divestment
dividend
dividend capitalization model
dividend capture
dividend cover
dividend discount model
dividend equalization reserve
dividend growth model
dividend payout ratio
dividend re-investment plan (DRIP)
dividend re-investment program (DRIP)
dividend rollover
dividend valuation model
dividend yield
doctrine of constructive receipt
dollar bond
dollar cost averaging
domestic bond
dormant partner
double barreled bond
double hedging
double jeopardy
double witching day
double witching hour
Dow Jones Averages
Dow Jones Equity Market Index
Dow Jones Global Indexes [indices]
Dow Jones Industrial Average (DJIA)
Dow theory
downgrade risk
downtick
downtrend
downturn
drag along right
drag on returns
dual currency bond
due diligence
Dun & Bradstreet (D&B)
Dun & Bradstreet number
Dun & Bradstreet rating
dynamic risk
early withdrawal penalty
earned income
earned surplus
earning power
earnings multiple
earnings multiplier
earnings per share (EPS)
earnings to price ratio
earnings yield
economic annual yield
economic benefit
economic book value
economic rate of return (ERR)
economic value added (EVA)
effective annual return
effective interest amortization
effective interest rate
effective rate of interest
effective rate of return
effective tax rate
efficient market hypothesis
efficient portfolio
either-or order
embedded option
embeddo
emerging economies
emerging industries
emerging markets
emerging technologies
endowment fund
enterprise value
entitlement
equities
equities market
equity capital
equity carve out
equity fund
equity funding
equity holder
equity income fund
equity instrument
equity interest
equity investment
equity kicker
equity linked debt-security
equity multiplier
equity offering
equity option
equity participant
equity risk premium
equity security
equity sharing
equity swap
equity warrant
equivalent bond yield
ethical investment
Eurobond
Europe, Australia, and Far East index (EAFE Index)
European depository receipt (EDR)
European option
European terms
European-style option
even spread
event driven investing
event risk
ex all
ex cap
ex coupon
ex dividend (ex div)
ex legal bond
ex rights
ex warrants
exact interest
excess return
exchange rate risk
exchangeable option
exchangeable security
execution only service
exercise price
exit
exit strategy
expense ratio
extension risk
external financing
extra-market risk
extrinsic value
face value
fair price requirement
fallen angel
family protective trust (FPT)
Fannie Mae
Federal Home Loan Mortgage Corporation (Freddie Mac)
Federal National Mortgage Association (Fannie Mae)
fiduciary account
final dividend
final maturity date
financial asset
financial attributes
financial break-even point
financial breakeven point
financial capital
financial futures
financial stakeholder
financial statement method
Fisher criterion
Fisher effect
Fisher equation
Fisher hypothesis
fixed annuity
fixed asset
fixed charge coverage ratio
fixed deposit
fixed income investment
fixed income security
fixed interest investment
fixed investment
fixed rate bond
flat bond
flat income bond
flat yield
flex option
flight to quality
flip-in right
flipping
floating asset
floating rate bond
floating rate fund
floating rate note
flotation
Footsie
foreign bond
foreign exchange contract
foreign exchange forward position
foreign exchange option
foreign exchange overnight position
foreign exchange risk
foreign exchange transactional position
formula investing
forward contract
forward cover
forward margin
forward trading
founders' shares
fractal market hypothesis (FMH)
fractional share
free right of exchange
front end load
front end loading
front running
FTSE 100
full faith and credit
full faith and credit bond
fully diluted earnings per share
fully distributed
fully invested
fully paid share capital
fully paid shares
fully registered security
fully valued
fund
fund focus
fund of funds
fund size
fundamental analysis
fundamental information
fundamentals
funding risk
future value
futures contract
gamma
Garman Kohlhagen model
general mortgage bond
general obligation bond
gilt
gilt edged security
gilt strip
Ginnie Mae I
Ginnie Mae II
global bond
global depository receipt (GDR)
global fund
going long
going short
gold fund
good delivery
government income fund
Government National Mortgage Association (GNMA)
government paper
government securities
graveyard market
greater fool theory
green investor
gross book value
group annuity
growth investing
growth mutual fund
growth shares
growth stock
guaranteed bond
hard asset
hedge
hedge accounting
hedge fund
hedge ratio
hedging
hidden asset
high flyer
high net-worth individual (HNWI)
high-yield bond
holdings
horizon
horizontal spread
hurdle rate
idiosyncratic investment
idiosyncratic return
idle money
immediate annuity
in real terms
in-the-money option
income bond
income fund
income stock
incremental profit analysis
index amortizing swap
index bond
index fund
index future
index option
indexed currency option note (ICON)
indexed-rate bond
indexing
industrial revenue bond (IRB)
inflation
inflation premium
inflation risk
inflation-indexed bond
information memorandum
initial public offering (IPO)
inside information
insider
insider dealing
insider trading
institutional investors
insured bond
intangible asset
intangible property
intercommodity spread
interdelivery spread
interest bearing
interest rate

interest rate risk
interest rate sensitivity
interest rate swap
interim dividend
intermarket spread
internal rate of return (IRR)
international depository receipt (IDR)
international fund
International Securities Identification Numbering (ISIN)
intracommodity spread
intrinsic value
intrinsic worth
investing activities
investment
investment adviser
investment analysis
investment appraisal
investment club
investment company
investment credit
investment grade
investment grade bond
investment grade fund
investment horizon
investment income
investment instrument
investment leverage
investment portfolio
investment project
investment property
investment proposal
investment pyramid
investment strategy
investment treaty
investment trust
investment value
investor
Isle of Man
issue date
issued share capital
issuer
issuer risk
joint and survivor annuity
joint life and survivorship annuity
joint life annuity
junior claim
junior debt
junior issue
junior mortgage
junior security
junk bond
junk bond fund
knock-in option
knock-out option
Kondratieff cycle
ladder strategy
laddered portfolio
laddering
large capitalization stock
large caps
last sale
last survivor annuity
last trading day
late stage funding
law of diminishing marginal utility
law of diminishing returns
lead investor
lead manager
lead underwriter
LEAPS
legal investment
Lehman formula
letter bond
letter of allotment
letter of application
letter of renunciation
letter security
liability dividend
life annuity
life annuity certain
life annuity certain and continuous
life income with period certain annuity
life insurance
life insurance trust
limit order
liquid asset
liquidity
listed company
listed investment
listed security
listing requirements
load fund
loan capital
loan debenture
loan participation fund
loan stock
location spread
long
long bond
long hedge
long market value (LMV)
long position
long squeeze
long straddle
long term asset
long term bond
long term investment
long wave
longterm equity anticipation security (LEAPS)
lookback option
low floater
low tax jurisdiction
Macaulay duration
macro hedge
maintenance call
maintenance concept
major market index
majority interest
majority ownership
managed account
managed fund
management company
management expenses
management fee
margin account
margin buying
margin call
margin deposit
margin requirement
marginal efficiency of capital
marginal productivity of capital
Margrabe option
mark to market
marked to market
market approach
market comparison approach
market interest rate
market maker
market maker spread
market multiplier
market neutral strategy
market not held order
market on close order
market on open order
market order
market price
market price of risk
market risk
market timing
market-based approach
marketable security
marking to market
married put
matured bond payable
matured interest payable
maturity amount
maturity mix
maturity period
maturity swap
maximax criterion
maximin criterion
maximin regret
maximum likelihood criterion
maximum tolerated dose
micro hedge
microcap
microcap fund
mid cap
mid market price
midddle capitalization stock
minority interest
minority ownership
minority shareholder
modern investment theory
Modern Portfolio Theory (MPT)
modified duration
Modiglani-Miller hypothesis
money manager
money market
money market account (MMA)
money market certificate (MMC)
money market fund (MMF)
money market instruments
money market investment
money market mutual fund
money market rate
monthly income preferred shares (MIPS)
Moody's Investors Service
moral obligation bond
morning loan
Morningstar system
mortgage backed bond
mortgage backed certificate
mortgage backed passthrough security
mortgage backed security
mortgage bond
mortgage broker
mortgage derivative
Mortgage REIT
MSCI-EAFE index
muni
municipal bond
mutual association
mutual company
mutual fund
naked call
naked option
naked position
NASDAQ
NASDAQ stock market
negative convexity
negative cost of carry
negative gap
negative pledge
negotiable certificate of deposit (CD)
negotiable security
net asset value (NAV)
net assets
net change
net fixed assets
net income per share
net interest cost
net present value (NPV)
net realizable value of asset
net return
net tangible assets
net value
new issue
New York Stock Exchange (NYSE)
New York Stock Exchange (NYSE) composite index
newco
Nikkei index
Nikkei stock average
no limit order
no load
no load fund
no par share
no par value (NPV) share
no par value (NPV) stock
nominal capital
nominal interest rate
nominal rate of return
nominal share capital
nominal value
nominal yield
nominee account
nominee name
nominee shareholder
nominee shareholding
non asset
non interest bearing bond
non-callable
non-current liability
non-current receivable
non-diversifiable risk
non-market risk
non-monetary asset
non-operating asset
non-performing asset
non-systematic risk
non-systemic risk
non-tax jurisdiction
non-voting stock
nonacceptance
normal profit
normal yield curve
not held order
note amortization schedule
notice day
notional amount
notional principal
obligation bond
offshore fund
omitted dividend
on margin
open corporation
open end investment company
open end mutual fund
open interest
open repo
operating asset
opportunity cost
opportunity cost of capital
option buyer
option contract
option fund
option holder
option margin
option premium
option seller
option spread
option writer
optional dividend
optionee
optioner
optionor
ordinary annuity
ordinary interest
ordinary share
original issue discount
other assets
other people's money (OPM)
out-of-the-money option
outside market
outstanding shares
outstanding stock
overbought
overnight repo
oversold
oversubscription
oversubscription privilege
overweight
owner of record
owners' equity
ownership
ownership in common
paid up
paid-in capital
paid-in surplus
pairs trading
paper
paper asset
par bond
par value
par value bond
partial profit taking
participating dividend
participating preferred stock
partly paid shares (or stock)
pass through security
passed dividend
passive activity
passive income
passive investor
patient capital
payback period
payback period method
payout ratio
pecuniary benefit
penalty plan
penny shares
penny stock
pension fund
pension maximization
perfect hedge
performance analysis
permanent capital
permanent interest bearing share (PIBS)
perpendicular spread
perpetual annuity
perpetuity
physical delivery
physical market
physical settlement
physicals
point and figure (P&F) chart
pool
pooled investment vehicle (PIV)
portfolio
portfolio income
portfolio insurance
portfolio investment
portfolio management
portfolio theory
position
post audit
post-money valuation
pre-money valuation
pre-tax return on assets
pre-tax return on net worth
precious metals
preference shares
preferred dividend
preferred stock
preliminary official statement (POS)
preliminary prospectus
premium
premium bond
present value (PV)
present value (PV) factors
present value (PV) of a future amount
present worth
price limit order
price of time
price to book (PB) ratio
price to cashflow ratio
price to earnings (PE) ratio
price to earnings growth (PEG) ratio
price to revenue ratio
price to sales (PS) ratio
price weighted index
primary beneficiary
primary distribution
primary earnings per share
primary market
primary offering
prime paper
principal basis
principal stockholder
principal strip
prior lien bond
private annuity
private equity
private placement
private securities
privately held corporation
probate price
profit multiple
profit taking
property
public offering
publicly traded
purchase accounting
purchase acquisition
pure annuity
put bond
putable bond
pyramiding
quality swap
Quanto option
quoted company
quoted security
Racketeer Influenced and Corrupt Organizations Act of 1970 (RICO)
rainbow option
rally
random walk theory
rate intermediation
rate of interest
rate of return
rate of return rule
rating agency
reacquired stock
reaction adjustment
real asset
real estate
real estate investment trust (REIT)
real interest rate
real investment
real option
real terms
real yield
receiver's certificate
record owner
redeem
redeemable debenture
redeemable preference shares
redeemable preferred stock
redemption
redemption date
redemption fee
redemption premium
redemption price
redemption provision
redemption value
redemption yield
reference currency
refund annuity
refunding
refunding bonds
registered bond
registered owner
registered representative
registered security
regulated investment company
rehypothecation
reinvestment
relative fair market value
replacement capital
repo
repo rate
repurchase agreement
required rate of return
residual income
resting order
restricted
retail sales
retained earnings
retention ratio
return
return on assets (ROA)
return on assets managed (ROAM)
return on average assets
return on capital (ROC)
return on equity (ROE)
return on invested capital (ROIC)
return on investment (ROI)
return on sales (ROS)
return on total assets (ROTA)
return on total investment (ROTI)
revenue bond
reverse repo
reverse share split
reverse split
reverse stock split
reversion
reward
reward-risk ratio
right of accumulation
rights issue
rights letter
rights offering
risk adjusted discount rate
risk arbitrage
risk averse
risk aversion
risk free
risk free investment
risk free rate
risk free return
risk neutrality
risk perception
risk premium
risk rate
risk total
risk-adjusted return
risk/return tradeoff
risk/reward tradeoff
rollback
rollover
rule of 72
running yield
Russell indexes [or indices]
sales charge
sales comparison approach
samurai bond
sandwich generation
savings account
savings bond
savings certificate
savings liability
scale order
scrip dividend
scrip issue
scripless
SEC yield
second preference shares
second preferred stock
secondary beneficiary
secondary market
sector fund
secure bond
secured bond
secured debenture
secured lease obligation bond (SLOB)
securities
Securities and Exchange Commission (SEC)
securities laws
securities liquidity risk
security
security analyst
security instrument
security interest
segmentation
self liquidating asset
self liquidating bond
self-supporting bond
sell the book
selling hedge
selling long
selling short
senior bond
senior security
sentiment
serial annuity bond
serial bond
series bond
settle price
settlement date
settlement option
settlement price
share
share certificate
share index
share option
share premium
share price index
share repurchase
share subscription
shareholder
shareholder value added (SVA)
shares outstanding
Sharpe ratio
shibosai bond
shogun bond
short bond
short hedge
short interest
short interest ratio
short position
short seller
short selling
short squeeze
short straddle
short term asset
short term bond
short term investment
simple debenture
simple interest
simple rate of return
single life annuity
sinker
sleeper
sleeping beauty
small cap
small capitalization (small cap) stock
smart money
sophisticated investor
sovereign risk
special purpose bond
special tax bond
specific return
specific risk
speculation
speculative balance
speculative grade
speculative security
speculator
split
split coupon bond
spot commodity
spot contract
spot date
spot market
spot month
spot trading
spread
spread option
spread trade
spread trading
spreading
stag
staggering maturities technique
stamped security
Standard & Poor's (S&P)
Standard & Poor's 500 composite index (S&P 500)
Standard & Poor's Ratings
standard deviation
stated value
step up bond
stepped interest debenture
stepped preferred stock
sticky floater
stock
stock appreciation right
stock certificate
stock dividend
stock exchange
stock fund
stock index
stock index futures
stock index option
stock market
stock market CD
stock market crash
stock option
stock power
stock purchase agreement
stock quote
stock split
stock split down
stock subscription plan
stockbroker
stockholder
stockholder of record
stop buy order
stop limit order
stop loss order
stop order
story paper
story stock
straddle
straight bond
straight paper
straight value
strangle
strategic investor
street broker
street name
street-name security
strike price
striking price
strip financing
stripped bond
STRIPS
stub stock
subordinated security
subscribe
subscription
subscription price
subscription privilege
subscription right
subscription shares
subscription warrant
substantive coercion risk
suitability rules
sunrise industry
sunset industry
super majority
survivorship annuity
suspended trading
swap
swap rate
swaption
sweat equity
syndicated investment
systemic risk
tag along provision
taking a bath
tangible asset
tangible book value
tax anticipation bill (TAB)
tax anticipation note (TAN)
tax based bond
tax deductible interest
tax deferred annuity
tax deferred investment
tax deferred savings
tax efficiency
tax-exempt bond
taxable equivalent yield
teaser rate
technical adjustment
technical analyst
technical indicators
technicals
technology fund
TED Spread
tender offer
term bond
term structure of interest rates
theta
third market
third market trading
tick
ticker symbol
ticker tape
tight market
time horizon
time limit order
time order
time spread
time value of money (TVM)
timing service
tontine annuity
top down
total invested capital
total return
tracking error
trade sale
traded option
trading assets
trading dividends
trading floor
trading halt
trading index (TRIN)
trading on the equity
trading symbol
traditional option
tranchette
transfer agent
transfer restriction
treasuries
treasury bill (T-bill)
treasury bond (T-bond)
treasury inflation-protection securities
treasury note (T-note)
treasury securities
treasury shares
treasury stock
triple witching day
triple witching hour
trust indenture
umbrella fund
unamortized bond discount
unamortized bond premium
unamortized discount on investments
unamortized premium on investments
uncertified security
uncovered call
uncovered option
uncovered position
underlying
underwater option
underweight
underwriting agreement
underwriting group
underwriting spread
underwriting syndicate
undistributed earnings
undivided interest
undivided share
unissued stock
unit
unit investment trust (UIT)
unit trust
universe of securities
unlisted security
unsecured bond
unsystemic risk
upside
upside-downside ratio
uptick
value at risk (VAR)
value averaging
value based management
value funds
value investing
Value Line Composite Index
value to owner
valued based company
variable annuity
variable rate demand bond (VRDB)
variable rate demand note (VRDN)
variable rate demand obligation (VRDO)
vega
venture capital
venture capital firm
venture capitalist
vetoing stock
voting agreement
voting right
voting shares
voting stock
vulture capital
vulture capitalist
vulture funds
Wall Street
watered stock
weather derivative
wholly owned subsidiary
wildcat business
Wilshire stock indexes [or indices]
windbill
with dividend
with rights
withdrawal plan
working asset
worst of two option
wrap account
x or xd
xr
xw
Yankee bond
yankee market
yankees
yield
yield curve
yield differential
yield to call (YTC)
yield to maturity (YTM)
z bond
zero cost option
zero coupon convertible
zero dividend preference share
zero-coupon bond
zero-interest bond
zero-rated bond